Python hashable dicts

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As an exercise, and mostly for my own amusement, I"m implementing a backtracking packrat parser. The inspiration for this is i"d like to have a better idea about how hygenic macros would work in an algol-like language (as apposed to the syntax free lisp dialects you normally find them in). Because of this, different passes through the input might see different grammars, so cached parse results are invalid, unless I also store the current version of the grammar along with the cached parse results. (EDIT: a consequence of this use of key-value collections is that they should be immutable, but I don"t intend to expose the interface to allow them to be changed, so either mutable or immutable collections are fine)

The problem is that python dicts cannot appear as keys to other dicts. Even using a tuple (as I"d be doing anyways) doesn"t help.

>>> cache = {}
>>> rule = {"foo":"bar"}
>>> cache[(rule, "baz")] = "quux"
Traceback (most recent call last):
  File "<stdin>", line 1, in <module>
TypeError: unhashable type: "dict"
>>> 

I guess it has to be tuples all the way down. Now the python standard library provides approximately what i"d need, collections.namedtuple has a very different syntax, but can be used as a key. continuing from above session:

>>> from collections import namedtuple
>>> Rule = namedtuple("Rule",rule.keys())
>>> cache[(Rule(**rule), "baz")] = "quux"
>>> cache
{(Rule(foo="bar"), "baz"): "quux"}

Ok. But I have to make a class for each possible combination of keys in the rule I would want to use, which isn"t so bad, because each parse rule knows exactly what parameters it uses, so that class can be defined at the same time as the function that parses the rule.

Edit: An additional problem with namedtuples is that they are strictly positional. Two tuples that look like they should be different can in fact be the same:

>>> you = namedtuple("foo",["bar";"baz"])
>>> me = namedtuple("foo",["bar";"quux"])
>>> you(bar=1,baz=2) == me(bar=1,quux=2)
True
>>> bob = namedtuple("foo",["baz";"bar"])
>>> you(bar=1,baz=2) == bob(bar=1,baz=2)
False

tl"dr: How do I get dicts that can be used as keys to other dicts?

Having hacked a bit on the answers, here"s the more complete solution I"m using. Note that this does a bit extra work to make the resulting dicts vaguely immutable for practical purposes. Of course it"s still quite easy to hack around it by calling dict.__setitem__(instance, key, value) but we"re all adults here.

class hashdict(dict):
    """
    hashable dict implementation, suitable for use as a key into
    other dicts.

        >>> h1 = hashdict({"apples": 1, "bananas":2})
        >>> h2 = hashdict({"bananas": 3, "mangoes": 5})
        >>> h1+h2
        hashdict(apples=1, bananas=3, mangoes=5)
        >>> d1 = {}
        >>> d1[h1] = "salad"
        >>> d1[h1]
        "salad"
        >>> d1[h2]
        Traceback (most recent call last):
        ...
        KeyError: hashdict(bananas=3, mangoes=5)

    based on answers from
       http://stackoverflow.com/questions/1151658/python-hashable-dicts

    """
    def __key(self):
        return tuple(sorted(self.items()))
    def __repr__(self):
        return "{0}({1})".format(self.__class__.__name__,
            ", ".join("{0}={1}".format(
                    str(i[0]),repr(i[1])) for i in self.__key()))

    def __hash__(self):
        return hash(self.__key())
    def __setitem__(self, key, value):
        raise TypeError("{0} does not support item assignment"
                         .format(self.__class__.__name__))
    def __delitem__(self, key):
        raise TypeError("{0} does not support item assignment"
                         .format(self.__class__.__name__))
    def clear(self):
        raise TypeError("{0} does not support item assignment"
                         .format(self.__class__.__name__))
    def pop(self, *args, **kwargs):
        raise TypeError("{0} does not support item assignment"
                         .format(self.__class__.__name__))
    def popitem(self, *args, **kwargs):
        raise TypeError("{0} does not support item assignment"
                         .format(self.__class__.__name__))
    def setdefault(self, *args, **kwargs):
        raise TypeError("{0} does not support item assignment"
                         .format(self.__class__.__name__))
    def update(self, *args, **kwargs):
        raise TypeError("{0} does not support item assignment"
                         .format(self.__class__.__name__))
    # update is not ok because it mutates the object
    # __add__ is ok because it creates a new object
    # while the new object is under construction, it"s ok to mutate it
    def __add__(self, right):
        result = hashdict(self)
        dict.update(result, right)
        return result

if __name__ == "__main__":
    import doctest
    doctest.testmod()

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How do I merge two dictionaries in a single expression (taking union of dictionaries)?

5 answers

Carl Meyer By Carl Meyer

I have two Python dictionaries, and I want to write a single expression that returns these two dictionaries, merged (i.e. taking the union). The update() method would be what I need, if it returned its result instead of modifying a dictionary in-place.

>>> x = {"a": 1, "b": 2}
>>> y = {"b": 10, "c": 11}
>>> z = x.update(y)
>>> print(z)
None
>>> x
{"a": 1, "b": 10, "c": 11}

How can I get that final merged dictionary in z, not x?

(To be extra-clear, the last-one-wins conflict-handling of dict.update() is what I"m looking for as well.)

5839

Answer #1

How can I merge two Python dictionaries in a single expression?

For dictionaries x and y, z becomes a shallowly-merged dictionary with values from y replacing those from x.

  • In Python 3.9.0 or greater (released 17 October 2020): PEP-584, discussed here, was implemented and provides the simplest method:

    z = x | y          # NOTE: 3.9+ ONLY
    
  • In Python 3.5 or greater:

    z = {**x, **y}
    
  • In Python 2, (or 3.4 or lower) write a function:

    def merge_two_dicts(x, y):
        z = x.copy()   # start with keys and values of x
        z.update(y)    # modifies z with keys and values of y
        return z
    

    and now:

    z = merge_two_dicts(x, y)
    

Explanation

Say you have two dictionaries and you want to merge them into a new dictionary without altering the original dictionaries:

x = {"a": 1, "b": 2}
y = {"b": 3, "c": 4}

The desired result is to get a new dictionary (z) with the values merged, and the second dictionary"s values overwriting those from the first.

>>> z
{"a": 1, "b": 3, "c": 4}

A new syntax for this, proposed in PEP 448 and available as of Python 3.5, is

z = {**x, **y}

And it is indeed a single expression.

Note that we can merge in with literal notation as well:

z = {**x, "foo": 1, "bar": 2, **y}

and now:

>>> z
{"a": 1, "b": 3, "foo": 1, "bar": 2, "c": 4}

It is now showing as implemented in the release schedule for 3.5, PEP 478, and it has now made its way into the What"s New in Python 3.5 document.

However, since many organizations are still on Python 2, you may wish to do this in a backward-compatible way. The classically Pythonic way, available in Python 2 and Python 3.0-3.4, is to do this as a two-step process:

z = x.copy()
z.update(y) # which returns None since it mutates z

In both approaches, y will come second and its values will replace x"s values, thus b will point to 3 in our final result.

Not yet on Python 3.5, but want a single expression

If you are not yet on Python 3.5 or need to write backward-compatible code, and you want this in a single expression, the most performant while the correct approach is to put it in a function:

def merge_two_dicts(x, y):
    """Given two dictionaries, merge them into a new dict as a shallow copy."""
    z = x.copy()
    z.update(y)
    return z

and then you have a single expression:

z = merge_two_dicts(x, y)

You can also make a function to merge an arbitrary number of dictionaries, from zero to a very large number:

def merge_dicts(*dict_args):
    """
    Given any number of dictionaries, shallow copy and merge into a new dict,
    precedence goes to key-value pairs in latter dictionaries.
    """
    result = {}
    for dictionary in dict_args:
        result.update(dictionary)
    return result

This function will work in Python 2 and 3 for all dictionaries. e.g. given dictionaries a to g:

z = merge_dicts(a, b, c, d, e, f, g) 

and key-value pairs in g will take precedence over dictionaries a to f, and so on.

Critiques of Other Answers

Don"t use what you see in the formerly accepted answer:

z = dict(x.items() + y.items())

In Python 2, you create two lists in memory for each dict, create a third list in memory with length equal to the length of the first two put together, and then discard all three lists to create the dict. In Python 3, this will fail because you"re adding two dict_items objects together, not two lists -

>>> c = dict(a.items() + b.items())
Traceback (most recent call last):
  File "<stdin>", line 1, in <module>
TypeError: unsupported operand type(s) for +: "dict_items" and "dict_items"

and you would have to explicitly create them as lists, e.g. z = dict(list(x.items()) + list(y.items())). This is a waste of resources and computation power.

Similarly, taking the union of items() in Python 3 (viewitems() in Python 2.7) will also fail when values are unhashable objects (like lists, for example). Even if your values are hashable, since sets are semantically unordered, the behavior is undefined in regards to precedence. So don"t do this:

>>> c = dict(a.items() | b.items())

This example demonstrates what happens when values are unhashable:

>>> x = {"a": []}
>>> y = {"b": []}
>>> dict(x.items() | y.items())
Traceback (most recent call last):
  File "<stdin>", line 1, in <module>
TypeError: unhashable type: "list"

Here"s an example where y should have precedence, but instead the value from x is retained due to the arbitrary order of sets:

>>> x = {"a": 2}
>>> y = {"a": 1}
>>> dict(x.items() | y.items())
{"a": 2}

Another hack you should not use:

z = dict(x, **y)

This uses the dict constructor and is very fast and memory-efficient (even slightly more so than our two-step process) but unless you know precisely what is happening here (that is, the second dict is being passed as keyword arguments to the dict constructor), it"s difficult to read, it"s not the intended usage, and so it is not Pythonic.

Here"s an example of the usage being remediated in django.

Dictionaries are intended to take hashable keys (e.g. frozensets or tuples), but this method fails in Python 3 when keys are not strings.

>>> c = dict(a, **b)
Traceback (most recent call last):
  File "<stdin>", line 1, in <module>
TypeError: keyword arguments must be strings

From the mailing list, Guido van Rossum, the creator of the language, wrote:

I am fine with declaring dict({}, **{1:3}) illegal, since after all it is abuse of the ** mechanism.

and

Apparently dict(x, **y) is going around as "cool hack" for "call x.update(y) and return x". Personally, I find it more despicable than cool.

It is my understanding (as well as the understanding of the creator of the language) that the intended usage for dict(**y) is for creating dictionaries for readability purposes, e.g.:

dict(a=1, b=10, c=11)

instead of

{"a": 1, "b": 10, "c": 11}

Response to comments

Despite what Guido says, dict(x, **y) is in line with the dict specification, which btw. works for both Python 2 and 3. The fact that this only works for string keys is a direct consequence of how keyword parameters work and not a short-coming of dict. Nor is using the ** operator in this place an abuse of the mechanism, in fact, ** was designed precisely to pass dictionaries as keywords.

Again, it doesn"t work for 3 when keys are not strings. The implicit calling contract is that namespaces take ordinary dictionaries, while users must only pass keyword arguments that are strings. All other callables enforced it. dict broke this consistency in Python 2:

>>> foo(**{("a", "b"): None})
Traceback (most recent call last):
  File "<stdin>", line 1, in <module>
TypeError: foo() keywords must be strings
>>> dict(**{("a", "b"): None})
{("a", "b"): None}

This inconsistency was bad given other implementations of Python (PyPy, Jython, IronPython). Thus it was fixed in Python 3, as this usage could be a breaking change.

I submit to you that it is malicious incompetence to intentionally write code that only works in one version of a language or that only works given certain arbitrary constraints.

More comments:

dict(x.items() + y.items()) is still the most readable solution for Python 2. Readability counts.

My response: merge_two_dicts(x, y) actually seems much clearer to me, if we"re actually concerned about readability. And it is not forward compatible, as Python 2 is increasingly deprecated.

{**x, **y} does not seem to handle nested dictionaries. the contents of nested keys are simply overwritten, not merged [...] I ended up being burnt by these answers that do not merge recursively and I was surprised no one mentioned it. In my interpretation of the word "merging" these answers describe "updating one dict with another", and not merging.

Yes. I must refer you back to the question, which is asking for a shallow merge of two dictionaries, with the first"s values being overwritten by the second"s - in a single expression.

Assuming two dictionaries of dictionaries, one might recursively merge them in a single function, but you should be careful not to modify the dictionaries from either source, and the surest way to avoid that is to make a copy when assigning values. As keys must be hashable and are usually therefore immutable, it is pointless to copy them:

from copy import deepcopy

def dict_of_dicts_merge(x, y):
    z = {}
    overlapping_keys = x.keys() & y.keys()
    for key in overlapping_keys:
        z[key] = dict_of_dicts_merge(x[key], y[key])
    for key in x.keys() - overlapping_keys:
        z[key] = deepcopy(x[key])
    for key in y.keys() - overlapping_keys:
        z[key] = deepcopy(y[key])
    return z

Usage:

>>> x = {"a":{1:{}}, "b": {2:{}}}
>>> y = {"b":{10:{}}, "c": {11:{}}}
>>> dict_of_dicts_merge(x, y)
{"b": {2: {}, 10: {}}, "a": {1: {}}, "c": {11: {}}}

Coming up with contingencies for other value types is far beyond the scope of this question, so I will point you at my answer to the canonical question on a "Dictionaries of dictionaries merge".

Less Performant But Correct Ad-hocs

These approaches are less performant, but they will provide correct behavior. They will be much less performant than copy and update or the new unpacking because they iterate through each key-value pair at a higher level of abstraction, but they do respect the order of precedence (latter dictionaries have precedence)

You can also chain the dictionaries manually inside a dict comprehension:

{k: v for d in dicts for k, v in d.items()} # iteritems in Python 2.7

or in Python 2.6 (and perhaps as early as 2.4 when generator expressions were introduced):

dict((k, v) for d in dicts for k, v in d.items()) # iteritems in Python 2

itertools.chain will chain the iterators over the key-value pairs in the correct order:

from itertools import chain
z = dict(chain(x.items(), y.items())) # iteritems in Python 2

Performance Analysis

I"m only going to do the performance analysis of the usages known to behave correctly. (Self-contained so you can copy and paste yourself.)

from timeit import repeat
from itertools import chain

x = dict.fromkeys("abcdefg")
y = dict.fromkeys("efghijk")

def merge_two_dicts(x, y):
    z = x.copy()
    z.update(y)
    return z

min(repeat(lambda: {**x, **y}))
min(repeat(lambda: merge_two_dicts(x, y)))
min(repeat(lambda: {k: v for d in (x, y) for k, v in d.items()}))
min(repeat(lambda: dict(chain(x.items(), y.items()))))
min(repeat(lambda: dict(item for d in (x, y) for item in d.items())))

In Python 3.8.1, NixOS:

>>> min(repeat(lambda: {**x, **y}))
1.0804965235292912
>>> min(repeat(lambda: merge_two_dicts(x, y)))
1.636518670246005
>>> min(repeat(lambda: {k: v for d in (x, y) for k, v in d.items()}))
3.1779992282390594
>>> min(repeat(lambda: dict(chain(x.items(), y.items()))))
2.740647904574871
>>> min(repeat(lambda: dict(item for d in (x, y) for item in d.items())))
4.266070580109954
$ uname -a
Linux nixos 4.19.113 #1-NixOS SMP Wed Mar 25 07:06:15 UTC 2020 x86_64 GNU/Linux

Resources on Dictionaries

5839

Answer #2

In your case, what you can do is:

z = dict(list(x.items()) + list(y.items()))

This will, as you want it, put the final dict in z, and make the value for key b be properly overridden by the second (y) dict"s value:

>>> x = {"a":1, "b": 2}
>>> y = {"b":10, "c": 11}
>>> z = dict(list(x.items()) + list(y.items()))
>>> z
{"a": 1, "c": 11, "b": 10}

If you use Python 2, you can even remove the list() calls. To create z:

>>> z = dict(x.items() + y.items())
>>> z
{"a": 1, "c": 11, "b": 10}

If you use Python version 3.9.0a4 or greater, then you can directly use:

x = {"a":1, "b": 2}
y = {"b":10, "c": 11}
z = x | y
print(z)
{"a": 1, "c": 11, "b": 10}

5839

Answer #3

An alternative:

z = x.copy()
z.update(y)

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